Academic Standards and Quality

Periodic Review documentationseminar

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Deadlines for submitting documentation

Approximately 2 months before the periodic review meeting

  • Stage 1, including completion of the questionnaire

1 month before the periodic review

  • Departments should submit their final documentation to ASPO four weeks before the review meeting to allow time for ASPO to organise the printing (copies can be sent via e-mail, the University's dropbox service or on a data stick).

2 weeks before the periodic review meeting

  • ASPO will send an outline agenda and supporting guidelines with the Periodic Review documentation to the panel and to the departmental team two weeks in advance of the Periodic Review meeting.

Proformas

Stage 1

The Stage 1 questionnaire and supporting information should be completed by the Department and returned by e-mail to the Secretary of the review with a copy to ASPO.  For advice on completing the Stage 1 questionnaire, please contact ASPO or the Secretary to the review.

Following consultation with the department and ASPO, the Secretary to the review will complete a Stage 1 report highlighting key areas of good practice and possible areas for improvement, which will be included in the Stage 2 documentation for consideration by the panel.  Stage 1 should therefore be completed in time for inclusion with the final Stage 2 documentation.

Stage 2

The most important document for the Stage 2 event is the Reflective Document provided by the department under review.  This should take the form of a critical commentary cross-referenced to any other documentation provided and should identify those issues the department would find it helpful to explore in greater depth.  Departments might find it useful to refer to the guidance provided to panel members, including details of the areas covered during a review when preparing for the event and producing documentation.

The Reflective Document is accompanied by additional documentation, details of which are provided below.

Reflective Document

The structure of the Reflective Document should correspond to the broad agenda themes for periodic review and should include the following information:

  • Overview of the scope of the review
    1. A  list of courses to which the review report applies.  For PGR provision, include the list of approved research degree titles, with a comment on recently discontinued titles or titles added as a result of a review of the titles on offer.
    2. Details of any professional/statutory or regulatory body accreditation (including Research Council reports for PGR).
    3. Details of any course that includes study abroad, work placement or work-based learning (including how the department has addressed the University's requirements as detailed in the guidelines on work-based and placement learning).
    4. Brief information on the use of GTAs:
      • how many GTAs the department employs;
      • the role of the GTA and normal workload (inc maximum workload permitted);
      • how the Department supports the professional development of its GTAs, including training provision; 
      • compliance with the Code of Practice on GTAs in particular arrangements for training, mentoring and monitoring.
  • A brief introduction to the department
  • Main characteristics of the courses covered by the review
    1. The main characteristics of the course(s) covered by the review – a short (no more than two paragraphs) comment about the distinctive features of the provision, including what distinguishes it from provision at other institutions.

    2. An evaluation of the course(s) under review, including major developments since validation or the last periodic review. The evaluation should cross reference to previous annual review of courses reports in order to avoid repetition of detail. The evaluation should include, in summary, a reflective account of the quality of the provision under review and an indication of how the course team see the provision developing over the next few years and a rationale for any changes planned.

      The evaluation should draw upon a wide range of evidence including statistical data, feedback from students, employers and external examiners and any relevant PSRB reports, and should be structured under the following headings:

      • Curricula (including evidence of how any relevant QAA subject benchmark statements have influenced the course(s) under review).

      • Learning, teaching and assessment (to include issues arising from work-based learning, placement learning or study abroad).

      • Student recruitment, retention, progression and achievement and graduate destinations.

      • Student support mechanisms.

      • Learning resources (including staffing).

      • Issues arising from External Examiner feedback.

      • Any other relevant issues.

    3. For professional doctorate or postgraduate research degree provision, the reflective document should also cover how the course team’s arrangements comply with the University’s Code of Practice on Professional Doctorates and/or the University’s Code of Practice on Postgraduate Research Degrees.
  • A summary of the key themes for consideration at the periodic review
    1. This is the department's opportunity to clearly identify those issues the department would find it particularly helpful to consider as part of the periodic review.  These would be drawn from issues arising from the more detailed evaluation of the courses and/or annual monitoring reports.
  • The research environment (PG Research provision)waterstones
    1. Strategic vision:  Outline the strategic vision of the department in relation to postgraduate research student matters, including the major challenges and developments planned for the next five years.
    2. Recruitment and Admissions:  Please comment on the recruitment and admissions strategy and process used by the department, including any factors which limit the department's ability to expand recruitment and/or any identified improvements to be made.  Please also comment on the quality of the existing cohorts.
    3. Staffing:   Please comment on/describe the following:
      • the number of supervisors –including a breakdown of new supervisors and experienced supervisors;
      • the number of students per supervisor;
      • The department’s approach to workload allocation;
      • the department’s arrangements for complying with the PRD Code (specifically section 1.16, staff induction and training);
      • supervisory training (departmental and attendance at LDU provision);
      • staff membership of networks/groups/discussion forums relating to research student matters –such as Vitae and UKCGE.
    4. The facilities available to research students:  Please comment on/describe the following:
      • arrangements for dedicated office space, including the departmental policy on allocation and availability;
      • equipment (PCs etc) available;
      • common room;
      • other facilities.
    5. Research culture and student experience:
      • How does the Department create a research community for its research students – for example, through student induction, the research seminar courses and integration of students into the research culture.
      • Please provide comment on the department’s PRES scores for intellectual climate in the last PRES.
      • Are there any opportunities for research students to undertake a period of study aboard, work placement or work-based learning?
    6. Financial support for research students:   Please comment on/describe the following:
      • How the Department allocates its University of Essex Scholarships;
      • other sources of funding, including Research Council studentships and/or project-linked studentships;
      • arrangements for funding is made available to support students to attend conferences.
    7. Supervisory arrangements:  Please comment on/describe the following:
      • Departmental supervisory arrangements;
      • supervisory norms - including frequency of supervision (for full-time, part-time and DL students) and arrangements for joint supervision, and standard feedback timescales;
      • arrangements for undertaking the Training Needs Analysis (TNA) for each student and subsequent monitoring of the TNA;
      • describe how progress is monitored, including how the department considers extenuating circumstances claims and monitors the progress of Research Council-funded students;
      • the recording of supervision and the use of log books;
      • arrangements for Supervisory Boards and Research Student Progress Committees, including how the department ensures arrangements for the SB and RSPC comply with the Code of Practice;
      • arrangements for confirmation of status for MPhD students;
      • procedure for dealing with problems with supervision;
      • publication of progress guidelines/milestones to students;
      • publication of departmental criteria for confirmation of status to students.
    8. Research training:
      • Describe the departmental research skills training provided and approach to the Training Needs Analysis.  Append any statement on research training provision that has been provided to the research councils.
      • Are students encouraged to attend any skills/methodology training from other department, the Essex Summer School and/or external provision?
      • How does the department monitor and review the provision of research skills training within the department, the faculty and university-wide?
    9. Generic skills:
      • Describe how the Department supports research students to acquire the following transferable skills: communication, IT, employability.
      • Are generic skills identified as part of the TNA?
      • How does the department encourage students to seek generic skills training from other department, such as the Learning and development Unit, the REO, ISER and/or external provision?

Additional supporting documentation

The following documentation should be provided to support the Reflective Document.

Where information has been provided as part of another item, it should only be included once (for example if external examiner reports or actions following the previous periodic review have been included in the Annual Review of Courses, they do not need to be provided separately again).

  • Annual Review of Courses reports
    • The last 3 years Annual Review of Courses Reports. These support the reflective document, providing evaluative information in relation to issues identified by students, staff and external examiners.
  • Programme specifications, syllabus and modules maps
    • These provide a broad overview of the course(s) and identify the course's learning outcomes. They should also provide mapping to any relevant subject benchmarks. Any proposed changes should be clearly identified for consideration by the periodic review panel.
  • Most recent external examiner reports
    • These should be submitted with the departmental responses and relevant committee minutes.
  • Progression and retention statistics with department commentary
    • Available on the dashboard or through the Planning Office, these statistics enable the panel to identify any trends which might require exploration during the meeting.  For PGR, these should include a copy of the Department's Research Degree Qualification Rates and data on research students by degree and year of study, and should highlight good practice and enhancement mechanisms.
  • Student survey results
    • These should be submitted with the department's response to the outcomes of both the internal student survey (SSS) and national student surveys (NSS/PTES/PRES).
  • Student handbook
    • The handbook enables the panel to assess the anticipated student experience of their course.
  • Additional PG Research information
    • Criteria for confirmation of PhD status
    • Research training, including statements on research training provision that has been provided to the research councils, and a copy of the Training Needs Analysis forms the department uses, and at least 2 anonymised completed forms.
  • The department will also provide the following contextual information:
    • Last internal Periodic Review report and summary of follow-up action
    • Current relevant QAA benchmark statements
    • Professional, statutory, regulatory body reports and departmental responses
      • Where available, these reports may provide the panel with lines of enquiry. The panel should also feel confident that any issues identified in the report have been addressed.
      • For PGR, please provide a copy of the supervisory board report form and the RSPC form the department uses, and two anonymised completed forms of each type.

 

 

Page last updated: 16 August 2013