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Sierra Leone: Recommendations on
the draft Statute of the Special Court
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14 November 2000
1. Introduction
The internal armed conflict in Sierra Leone has been characterized by
widespread killings, amputations and rape, and the extensive use of child
soldiers. The international community has made significant efforts to end
the conflict and promote peace and reconciliation in Sierra Leone. The
establishment of a Special Court for Sierra Leone to try those who are most
responsible for the brutality of the past years has an important role in
this process.(1)
Amnesty International welcomes the decision by the United Nations (UN)
Security Council in Resolution 1315 (2000) of 14 August 2000 to establish a
Special Court for Sierra Leone as an important step towards ending impunity.
The draft Statute of the Special Court, however, is seriously flawed and
requires extensive revision.(2) The draft Statute lacks much of the detail
of the Rome Statute of the International Criminal Court; in particular, it
omits several crimes recognized in the Rome Statute. Amnesty International
believes that the Rome Statute is a key mechanism for the protection of
human rights and for enforcing the rights of victims to justice and
appropriate reparation. The Rome Statute reflects a broad international
consensus: 120 states voted for it and 155 states have already signed it.
Any dilution of the standards in the Rome Statute is unacceptable.
A vital concern in resolving the conflict in Sierra Leone is obtaining
justice for children who have been recruited to armed groups under the age
of 15. Unlike the Rome Statute, which criminalizes all recruitment of
children under 15, the Special Court will have jurisdiction only over those
who recruited children under 15 using force or abduction. This is an
unacceptable dilution of the standard in the Rome Statute. If such a
provision remains in the final Statute, this will deny justice to the
children who were illegally recruited into armed groups.
Other serious flaws in the draft Statute include:
• the inclusion of reference to Sierra Leonean laws which are an
unnecessary addition to the international law provisions and which contain
retrogressive assumptions about crimes of sexual violence;
• the failure to expressly include the war crime of slavery and the slave
trade, and the omission of certain categories of crimes against humanity and
war crimes which undermines the certainty of international criminal law;
• the omission of vital fair trial protections recognized in the Rome
Statute.
This report sets out Amnesty International's main concerns about the draft
Statute of the Special Court and makes recommendations to the UN Security
Council.
2. Who should be prosecuted?
a) Concerns about defining the margins of the period which the Special
Court can consider
The date currently specified in the draft Statute for the start of the
Special Court's temporal jurisdiction is 30 November 1996. It had been
initially proposed by the government of Sierra Leone that the court
prosecute those responsible for crimes committed after 7 July 1999, the date
of the peace agreement signed in Lomé, Togo, between the government and the
armed opposition Revolutionary United Front (RUF). By opting for 30 November
1996, the jurisdiction of the Special Court would clearly include crimes
committed by the Armed Forces Revolutionary Council (AFRC) which came to
power following a military coup on 25 May 1997.(3) Amnesty International had
been concerned that these crimes might not be included, especially as the
leader of the AFRC, Johnny-Paul Koroma, has been allied to the government
since the peace agreement. So, on one level, the choice of 30 November 1996
as the starting date of the Special Court's jurisdiction is to be welcomed.
Amnesty International is concerned about this date, however, because the
Special Court will not have jurisdiction over the period when a previous
military authority, the National Provisional Ruling Council (NPRC), was in
power (from April 1992 to February 1996). During this time serious human
rights violations were committed and have been documented in Amnesty
International reports.(4)
During the early months of 1996, for example, before the presidential and
parliamentary elections, the phenomenon of deliberate amputations of limbs,
which has characterized the internal armed conflict in Sierra Leone, first
became widespread. Although many amputations were perpetrated by the RUF,
government-controlled soldiers of the NPRC were also responsible.
Human rights abuses by forces of the RUF have been committed throughout the
period of the internal armed conflict which began in March 1991.
Amnesty International calls for all perpetrators of crimes against humanity,
war crimes and other serious violations of international humanitarian law to
be brought to justice. Although the jurisdiction of the Special Court needs
to be limited if it is not to be overburdened with work which would delay
trials, it is vital that prosecutions are brought wherever there is strong
evidence that crimes were committed. The temporal jurisdiction of the
Special Court must be fixed so that all political groups who have committed
or encouraged such crimes since the conflict began in March 1991 face the
prospect of prosecution. Although it has been argued that too wide a period
for the Special Court's jurisdiction would overload the court, the
Prosecutor has a discretion to prosecute those ''most responsible'' for
crimes and thus will be able to assess which are the most appropriate cases
to bring. The Special Court must not be established in a way which results
in the perpetrators of the most serious crimes, at any time during the
conflict, being able to escape prosecution on technicalities.
b) Who are those ''most responsible''?
The Special Court should not be overburdened as this would lead to
unacceptable delays in securing justice for the victims, and would deny the
accused a fair trial. Therefore, the UN Secretary-General's recommendation
that only those ''most responsible'' should be prosecuted is welcomed.
Amnesty International notes that the UN Secretary-General's report on the
establishment of a Special Court for Sierra Leone identifies the following
characteristics as principles to guide the Prosecutor in identifying those
''most responsible'': holding a position of leadership or authority, and a
sense of the gravity, seriousness or massive scale of the crime.
Amnesty International supports the use of such principles, provided that all
investigations and prosecutions are undertaken so that crimes committed by
all parties to the conflict are addressed appropriately and given equal
weight, and that there are no politically motivated prosecutions. The
Prosecutor should be fully independent and the defendants' right to be tried
by a competent, independent and impartial tribunal should be respected at
all times.
Since the Special Court will only be able to try a limited number of people,
the international community must ensure the speediest possible
reconstruction of the Sierra Leonean criminal justice system so that it can
bring to justice all those responsible for crimes under international
law whom the Special Court will be unable to try. Trials under the domestic
jurisdiction of Sierra Leone should have full fair trial guarantees. The
death penalty should not be imposed as a punishment. In addition, all those
held in prison awaiting trial or after conviction, should be held in
conditions which conform to international standards for the protection of
the human rights of prisoners, such as the Body of Principles for the
Protection of All Persons under Any Form of Detention or Imprisonment, and
the Standard Minimum Rules for the Treatment of Prisoners. The international
community must provide funds so that these standards can be maintained and
so that suspects and convicts are not held in conditions which amount to
cruel, inhuman and degrading treatment. Currently, there are grave concerns
that prison standards in Sierra Leone are unacceptable. In his report, the
UN Secretary-General notes that detention facilities are inadequate(5) and
Amnesty International has also raised concerns about conditions of detention
in Sierra Leone.(6)
3. Concerns about crimes under the jurisdiction of the Special Court
a) Genocide is omitted
Genocide is not included in the draft Statute of the Special Court. In his
report, the Secretary-General states that genocide has not been included
because there was no evidence that large-scale killings were perpetrated
against a specific national, ethnic racial or religious group.(7) While this
may be the case, Amnesty International believes that this is a decision for
an independent Prosecutor to make on the basis of evidence presented to him
or her, and is not a decision that should be made when drafting the Statute.
The omission of genocide from the jurisdiction of the Special Court is also
an unacceptable dilution of the standards of the Rome Statute. Any
international court which is now established should contain, as a minimum
basis, all the standards of the Rome Statute. It should uphold the standards
of criminal justice of the Rome Statute and maintain certainty about the
definition and substance of international criminal law. Amnesty
International therefore opposes the omission of genocide from the draft
Statute of the Special Court.
b) Omission of several categories of crimes against humanity
The Special Court's provision on crimes against humanity does not include
the detail of the Rome Statute. It states that the Special Court shall have:
''the power to prosecute persons who committed the following crimes as part
of a widespread or systematic attack against any civilian population:(8) ...
(d) Deportation
(e)
Imprisonment''.(9)
whereas
the Rome Statute defines the parallel provisions in its text on crimes
against humanity as: ''Deportation or forcible transfer of population''(10);
and ''Imprisonment or other severe deprivation of physical liberty in
violation of fundamental rules of international law''(11).
The wording in the
draft Statute would exclude from the definition of crimes the forced
displacement of population within Sierra Leone and a wide variety of
deprivations of physical liberty not amounting to imprisonment.
The definitions
agreed in the Rome Statute should be maintained in the draft Statute of the
Special Court, not simply for consistency in maintaining the international
consensus concerning the definitions of crimes against humanity, but also
because the definitions in the Rome Statute would provide redress to those
who are victims of the crimes under the more extensive definitions.
Similarly, the provisions in the draft Statute omit ''enforced
sterilization'' and ''disappearance'' as crimes against humanity, when both
of these were included as crimes against humanity in the Rome Statute.
The inclusion of
these crimes in the Rome Statute is a vital addition to the fight against
impunity, and the development of international criminal law. The UN should
not retreat from the current definition of crimes against humanity, as
recognized in the Rome Statute.
Amnesty
International calls for this provision in the draft Statute to be amended to
be fully consistent with the provisions of the Rome Statute.
c) Failure to expressly include ''slavery and the slave trade in all
their forms'' as a war crime
Amnesty
International is concerned that Article 3 of the draft Statute does not
expressly include an important provision of Additional Protocol II of the
Geneva Conventions, which specifies that ''slavery and the slave trade in
all their forms'' shall be prohibited,(12) even though the title of Article
3 of the draft Statute (''Violations of article 3 common to the Geneva
Conventions and of Additional Protocol II'') shows that slavery is included.
The failure, however, to list expressly the provision on slavery is
inconsistent with the important trend in international criminal law to
identify and define carefully the content of crimes. This respects the
principle of legality, which requires that no one should be prosecuted for a
crime which was not clearly defined as criminal at the time it was
committed.
This is a serious
fault in the draft Statute, particularly as it has been widely documented by
many organizations, including Amnesty International, that many people,
including children, have been forced to act as slaves.(13) Although the
crime of ''enslavement'' is included in Article 2 of the draft Statute as a
crime against humanity, it is important that it is also expressly and
clearly included in Article 3 as a war crime. This is not just for
consistency and to include expressly the complete range of offences set out
in Additional Protocol II, but also because there have been many instances
of slavery being practised during the conflict in Sierra Leone which could
only be prosecuted as a war crime, and not as a crime against humanity,
because isolated incidents of slavery may not satisfy the definition
required of a crime against humanity, that is, they may not constitute a
''widespread or systematic attack against any civilian population''.(14) The
recognition of slavery as a war crime allows those who perpetrated isolated
instances of the practice of slavery, or those who enslaved former
combatants, to be prosecuted.(15)
Although the
provisions on war crimes of the Rome Statute (Article 8) do not include
slavery as a war crime, this is not a valid reason to omit this element of
Additional Protocol II from the draft Statute of the Special Court for
Sierra Leone. Amnesty International supports the Rome Statute as a bedrock
standard for international criminal justice. Its provisions should not be
diluted, but this does not mean that existing protections for victims of
breaches of international humanitarian law, such as Additional Protocol II,
should not be fully and expressly included in the list of crimes in the
jurisdiction of the Special Court for Sierra Leone.
d) Failure to include other war crimes in the draft Statute
Article 3 of the
draft Statute is entitled ''Violations of Article 3 common to the Geneva
Conventions and of Additional Protocol II'', which will mean that the
Special Court only has jurisdiction over crimes committed in
non-international armed conflict. Under international humanitarian law, the
rules applying to non-international armed conflicts are a smaller and less
detailed subset of the rules applying to international armed conflict.
The determination
of whether a conflict is international or non-international therefore makes
a great difference as to which crimes can be prosecuted. For example,
certain war crimes, such as treacherously killing or wounding an adversary
and denial of quarter (giving an order that all survivors of a battle must
be killed) are specified as crimes in international armed conflicts, but not
non-international armed conflicts. The law of international armed conflict
also contains more detailed rules about who is a ''protected person'' (a
civilian in an occupied country, a prisoner of war, the sick and injured)
and specifies that it is a grave breach to harm such people, whereas the
definitions in the law of non-international armed conflict are more vague.
Therefore, there is
a risk that specifying that the Special Court will only have jurisdiction
over war crimes under the law of non-international armed conflict could lead
to impunity for certain war criminals. If the Special Court were to
determine that any aspect of the armed conflict in Sierra Leone was governed
by international humanitarian law with respect to international armed
conflict, it would not be possible to charge persons for violations of
common Article 3 of the Geneva Conventions or violations of Additional
Protocol II (which at the moment is all that the draft Statute includes).
Therefore, the draft Statute should allow jurisdiction over the full range
of international humanitarian law relating to both international and
non-international armed conflict. The determination of which particular war
crimes may have been committed is one which must be made by the Prosecutor,
not by the UN Secretariat or the Security Council.
The Prosecutor of
the Special Court must have the fullest possible legal framework to assess
the evidence of the situation in Sierra Leone and bring whichever charges
are most appropriate. Making a determination that only crimes under the laws
of non-international armed conflict can be prosecuted in the Special Court
could lead to impunity for some crimes committed during the conflict.
e) Serious flaws in the definition of the crime of recruitment of child
soldiers
The draft Statute
defines as a serious violation of international humanitarian law falling
within the jurisdiction of the Special Court the ''[a]bduction and forced
recruitment of children under the age of 15 years into armed forces or
groups for the purpose of using them to participate actively in
hostilities.''(16)
Although Amnesty
International welcomes measures to criminalize those who recruit child
soldiers, it strongly opposes this definition for three reasons: it is
inconsistent with contemporary international law; there is no valid reason
to have a definition which undermines the current state of the law on this
issue; and the current definition in the draft Statute is profoundly flawed.
The Rome Statute
defines any recruitment of children under 15, whether such
recruitment is voluntary or forced, to be a crime.(17) Moreover, the Rome
Statute is merely the latest international instrument to recognize that
children under 15 should not be recruited into armed forces. This rule is
recognized in the Convention on the Rights of the Child(18), Additional
Protocol I to the Geneva Conventions which applies in international armed
conflicts(19), and Additional Protocol II to the Geneva Conventions which
applies in civil wars and other non-international armed conflicts(20).
Sierra Leone
acceded to the Additional Protocols to the Geneva Conventions on 21 October
1986.(21) Common Article 1 of the Geneva Conventions legally obliges states
to ensure respect for international humanitarian law. Also, Article 38(1) of
the Convention on the Rights of the Child(22), which has been ratified by
all UN member states except the United States and Somalia, states: ''States
Parties undertake to respect and to ensure respect for rules of
international humanitarian law applicable to them in armed conflicts which
are relevant to the child''.
Thus, the armed
forces and armed groups in Sierra Leone should have been aware that any
recruitment (whether forced or ''voluntary'') was illegal, as international
humanitarian law requires states parties to inform their population about
its provisions.
In his report, the
UN Secretary-General contends that the Rome Statute definition of the crime
of recruiting child soldiers has not been included as it is of ''doubtful
customary nature'' and that therefore it would breach the principle which
prohibits retroactive application of criminal laws to bring prosecutions in
the Special Court for recruitment of child soldiers unless it was
forced.(23) The report fails to cite any evidence for this assertion, and
there is substantial evidence that any recruitment of a child under 15 is a
criminal act under international law, and has been for a long time.
Amnesty
International disagrees strongly with the position taken by the UN
Secretary-General in his report, and notes that definitions of the elements
of crimes in Rome Statute have been described by the representatives of
states parties, including the United States, as customary law.(24) The
prohibition of recruitment of child soldiers is part of international
humanitarian law, and has been so for almost a quarter of a century. It is
therefore unreasonable to consider that prosecuting those who have recruited
children under 15 to fight (even if force was not used) would be
perpetrating an injustice upon them.(25)
In addition to
this, the wording of Article 4(c) of the draft Statute is seriously flawed.
Its current wording is: ''Abduction and forced recruitment of children under
the age of 15 years into armed forces or groups for the purpose of using
them to participate actively in hostilities''. (Emphasis
added.)
This strongly
implies that prosecutions will only be brought if a child was recruited
expressly in order to fight. Amnesty International opposes any use of
children under 15 in any armed forces. The current wording implies that
forced abduction of a child to undertake tasks which do not involve
fighting, such as carrying equipment, cooking food or carrying out domestic
tasks, or being used as a sexual slave(26) would be legal.
It also implies
that using a child under 15 to participate actively in hostilities, without
actually recruiting the child to the armed force or group, would also be
legal.
Amnesty
International urges the Security Council to change the definition of the
crime of recruiting children under 15 in the draft Statute so that it
conforms with the standard in the Rome Statute, and also makes clear that
non-state forces are also bound by the same standard.
f) Needless inclusion of certain crimes under Sierra Leone law
Article 5 of the
draft Statute states that provisions of two Sierra Leonean Statutes, the
Prevention of Cruelty to Children Act 1926 and the Malicious Damage Act
1861, will also be part of the jurisdiction of the Special Court.
Amnesty
International is concerned at the inclusion of the provisions of the
Prevention of Cruelty to Children Act 1926 as being inappropriate in a
modern, international criminal court. The inclusion of these provisions
discriminates against boys who may have been victims of sexual assault
during the armed conflict in Sierra Leone, as these laws only apply to
sexual assaults on girls. This inclusion also implies that sexual assaults
on girls over 14 is not a serious crime. Indeed, the content of two
provisions clearly shows that the law implies a sliding scale of seriousness
according to the victim's age, as the offence of abusing a girl under 13(27)
is described as a ''felony'' with a penalty on conviction of up to 15 years
imprisonment, whereas the offence of abusing a girl between 13 and 14
years(28) is described less seriously as a ''misdemeanour'' with a much
lighter penalty of imprisonment up to two years only.
Amnesty
International believes that all sexual assaults - whether committed against
women or girls of any age, or whether committed against men or boys - should
be treated as grave crimes.
Such offences are
described in a gender-neutral and age-neutral manner in the provisions on
crimes against humanity and war crimes in the draft Statute.(29) This
satisfies the aim of the Sierra Leonean legislation, which is to punish
those who sexually assault very young girls. Similarly, the offences under
the Malicious Damage Act relating to various offences of setting fire to
property could be more effectively covered by including the entire provision
on war crimes from the Rome Statute.(30)
4. Is there sufficient protection to ensure fair trials?
a) Definition of individual criminal responsibility
The provisions in
Article 6 of the draft Statute on individual criminal responsibility lack
the careful detail of the parallel provision in Article 25 of the Rome
Statute. Article 25(3)(a) of the Rome Statute would be particularly useful
in the context of the conflict in Sierra Leone, given that it makes it clear
that someone who uses a person who is not criminally responsible (a very
young child, for example) to commit a crime will be held responsible for
that crime and cannot place the blame elsewhere. The failure to spell out
the international principles of criminal responsibility should be remedied.
b) Fair trial concerns
The provision in
the draft Statute reflects only the provisions of Article 14 of the
International Covenant on Civil and Political Rights, and does not include
many important rights such as the right to challenge the legality of an
individual's detention, and the right to be brought promptly before a judge.
For this reason, it
is vital that a provision parallel to Article 21 of the Rome Statute is
included in the Statute of the Special Court. Indeed, all the provisions of
the Rome Statute to promote fair trials should be included in the final
Statute of the Special Court. These include the right to the assistance of a
lawyer (whether or not the person questioned is a suspect) while an
investigation is taking place,(31) the right to remain silent without such
silence being a consideration in determining guilt or innocence,(32) a
guarantee that the burden of proof of guilt will always lie on the
prosecution on all issues,(33) and the obligation on the prosecution to
disclose evidence to the defence that tends to show the innocence of the
accused, to mitigate the guilt of the accused, or which may affect the
credibility of prosecution evidence.(34)
These are vital
rights for any defendant in any court. Given that the UN is responsible for
the establishment of the International Criminal Court, it is disappointing
that it is not incorporating all the fair trial guarantees in the Rome
Statute in other courts which it is establishing.
c) Omission of a clause on applicable law standards, including
international human rights law standards
The UN
Secretary-General's report specifies that the jurisprudence of the ad hoc
International Criminal Tribunals for the former Yugoslavia and Rwanda should
guide the Special Court, and that it should also use the Rules of Procedure
and Evidence of the ad hoc International Criminal Tribunal for
Rwanda.
However, the judges
at the Special Court should be empowered to refer to all relevant
international human rights standards, not just the jurisprudence of the
Tribunals. The draft Statute is silent on whether international standards
can be invoked in the Special Court; in contrast, the Rome Statute in
Article 21 states explicitly that the International Criminal Court must act
consistently with human rights standards and the rules of international law,
which include international standards on criminal justice. These should all
be specifically named as approved authorities for the Special Court.
The government of
Sierra Leone is jointly running the Special Court with the UN, and therefore
has an obligation to ensure that its obligations under international human
rights law are fulfilled.
5. Will child soldiers aged between 15 and 18 years be prosecuted?
The question of
whether child soldiers, many of whom were forced to commit serious crimes,
should be prosecuted is a vexed moral and legal question which cannot be
addressed in detail within the confines of this report.
Amnesty
International considers that due to the nature in which child soldiers have
most often been used, it will be very clear in most cases that children were
not acting voluntarily - in many cases, they were involuntarily drugged -
and therefore may not be criminally responsible. In some cases they were
threatened and might well be able to assert a defence of duress or have
duress taken into account as mitigation of punishment.(35)
It is vitally
important, however, in cases where a person under 18 did act entirely
voluntarily, and was in control of his or her actions, that they should be
held to account for those actions in an appropriate setting, with due weight
given to their age and other mitigating factors. There may be examples of
young commanders of units who committed mass atrocities, including murder,
mutilation and rape, who were clearly willing and who acted without
coercion, and who forced other children to commit such acts. Where an
individual can be held responsible for his or her actions, failure to bring
them to justice will perpetuate impunity and lead to a denial of justice to
the victims.
a) Ambiguous provisions on the mode of trial for crimes committed while
a child is under 18
The draft Statute
specifies that the Special Court shall have jurisdiction over persons who
were between 15 and 18 years old at the time of the alleged commission of
the crime. It is not, however, made clear whether all persons who allegedly
committed crimes when they were under the age of 18 shall be treated as
juvenile offenders. Article 7(3) of the draft Statute implies that only an
accused person under the age of 18 at the time of investigation, prosecution
and adjudication shall be treated as a juvenile. The final Statute should
make the position clear.
b) The choice between prosecution and non-judicial mechanisms
Article 15(5) of
the draft Statute states that ''[i]n the prosecution of juvenile offenders,
the Prosecutor shall ensure that the child-rehabilitation programme is not
placed at risk, and that where appropriate, resort should be had to
alternative truth and reconciliation mechanisms, to the extent of their
availability''.
This provision does
not specify the grounds for deciding whether a particular child should be
prosecuted before the Special Court or directed towards non-judicial
mechanisms such as truth commissions. These could include matters such as
the psychological condition of the child and the child's ability to cope
with criminal proceedings. The Prosecutor of the Special Court should
consult appropriate experts such as child psychologists, human rights
experts and those implementing the child rehabilitation programs, and
prepare and make public appropriate guidelines.
Amnesty
International calls for all those responsible for crimes under international
law such as crimes against humanity, war crimes or torture to be brought to
justice. The rights of victims demand no less. To do otherwise results in
impunity, that is, those who have perpetrated serious crimes or might
consider doing so may be encouraged to commit further atrocities, knowing
that the crime will not be investigated, and that consequently they will not
be held accountable. It is extremely important to set an example to others.
Amnesty
International does not take a position on the use of non-judicial mechanisms
such as truth commissions provided that they are not a substitute for
justice. However, any truth commission should respect due process, establish
the truth, facilitate reparations to victims and make recommendations to
prevent a repetition of these crimes.
c) The decision to prosecute: when is a child acting ''voluntarily''?
The decision to
prosecute should be made solely by the Prosecutor of the Special Court, who
should be able to act entirely independently. The issue of the criminal
responsibility of children is both a complex issue of fact (to which many
factors such as the child's emotional maturity, intelligence, education,
make an important contribution) and a complex international legal issue.
Amnesty International does not take a position on what is an appropriate age
of criminal responsibility. The fixing of any age, however, should take into
account the moral and psychological components of criminal responsibility,
that is, whether a child has the discernment and understanding to choose
certain acts and therefore be held legally responsible for those acts. A
balance must be drawn in any judicial system between attributing
responsibility appropriately and protecting children from a process which
they are too young to understand.
The Prosecutor
should prepare guidelines for assessing when it is appropriate to bring a
prosecution against a person who was under 18 at the time the offence was
committed.
d) Fair trial concerns: the special case of children
Amnesty
International calls for all international fair trial standards applicable to
children to be implemented in any prosecution by the Special Court of any
person who was under 18 at the time the alleged crime was committed.
The draft Statute
of the Special Court includes the following fair trial provisions in such
cases:
• releasing the
child from custody unless the child's own safety requires that the child is
placed under close supervision in a remand home; detention should be a last
resort;
• children will
be tried by a judge who is specially trained to deal with children in the
criminal justice system;
• children will
be tried separately from adults;
• the privacy of
any child who is prosecuted shall be protected;
• any child who
is prosecuted shall receive legal, social and other assistance in preparing
his or her case, with the participation of his or her parents or guardians;
• a convicted
child shall not be sentenced to prison, but rather to appropriate care and
rehabilitation programmes.
The draft Statute
also underlines that the guiding principle in any prosecution of a child
should be to ''treat the child with dignity and a sense of worth, taking
into account his or her young age and the desirability of promoting his or
her rehabilitation, reintegration into and assumption of a constructive role
in society''. This echoes the parallel provision in the African Charter on
the Rights and Welfare of the Child(36), Article 17(1), which reads: ''Every
child accused or found guilty of having infringed penal law shall have the
right to special treatment in a manner consistent with the child's sense of
dignity and worth and which reinforces the child's respect for human rights
and fundamental freedoms of others''.
Amnesty
International welcomes these provisions, which conform to fair trial
guarantees recognized in the Convention on the Rights of the Child, Article
40. The Special Court should also be guided by other UN standards relating
to the prosecution of children, specifically the Standard Minimum Rules for
the Administration of Juvenile Justice (''the Beijing Rules'').
e) Disposal of cases involving children
The draft Statute
does not specify the type of finding that it will make in cases involving
children: it does not specify whether a finding of guilt or innocence will
be made, or whether the court will be able to make a finding that a child
was criminally responsible, but under mitigating circumstances. The final
Statute should make clear what findings the Special Court can make. The
Special Court should also make provision for specialist reports to be
prepared and put forward when it is considering what rehabilitative programs
it will order in any specific case.
The draft Statute
specifies that if a child is found to have committed an offence under the
jurisdiction of the Special Court, that child will receive rehabilitation
and education rather than a prison sentence. It does not specify, however,
whether the child will be transferred to adult prisons immediately on
becoming 18. Neither does it make clear whether any person who committed a
crime while under the age of 18 will be given rehabilitative treatment
rather than prison, if that person is brought to justice after the age of
18. It is important that the final Statute of the Special Court clarifies
these issues.
6. What role for victims and witnesses?
a) Reparation and witness protection
A major achievement
of the two ad hoc International Criminal Tribunals for the former
Yugoslavia and Rwanda is the implementation of witness protection programs.
The Rome Statute reflected and endorsed this achievement by including the
provision that the Registrar should set up a Victims and Witnesses Unit(37)
with the authority to advise the Prosecutor and the Court on protective
measures, security arrangements and measures to ensure the psychological
well-being, dignity and privacy of victims and witnesses.
The draft Statute
of the Special Court contains a provision for establishing a similar unit.
This is to be welcomed, particularly as it will include experts on trauma
related to sexual violence and crimes against children.(38) This is
particularly important, given the likelihood that children will participate
as witnesses in trials at the Special Court, as many children were victims
of the most serious crimes during the conflict. Specific procedures to
assist child witnesses and victims should be established.
Amnesty
International is concerned, however, that there is no provision for
reparations to be made to the victims of crimes within the jurisdiction of
the Special Court, when there is such a provision in the Rome Statute:
Article 79 provides for the setting up of a Trust Fund for victims, and
Article 75 mandates the International Criminal Court to establish and
develop principles relating to restitution, rehabilitation, and compensation
for victims.
The importance of
the role of the victims was confirmed in the international consensus which
created the Rome Statute.(39) Amnesty International is concerned that this
consensus should not be undermined by excluding such provisions from the
Statute of the Special Court for Sierra Leone.
b) Amicus curiae briefs
The conflict in
Sierra Leone has thrown up complex human rights and sociological issues, as
well as psychological and physical health problems. It is likely that expert
evidence and assistance from those who have specialist knowledge of these
issues would be of great assistance to the judges of the Special Court, and
therefore express provision should be made for amicus curiae
(''friend of the court'') briefs to be submitted. Such a provision is
currently lacking in the draft Statute and this should be remedied.
7. Can the Special Court run efficiently and fairly?
a) Rules of evidence and pre-trial administration of cases
The draft Statute
specifies that the Special Court shall use the rules of procedure used in
the International Criminal Tribunal for Rwanda mainly(40), but these may be
supplemented by the rules of evidence under Sierra Leonean law. In the
appeals procedure, when considering appeals on charges under Sierra Leonean
law, the decisions of the Supreme Court of Sierra Leone may be referred to.
Amnesty International does not take a position on whether this kind of
''mixed jurisdiction'' of international law and domestic law is generally
advisable. In this case, however, it seems that the mixture of two different
sets of rules of evidence may cause confusion. The rules of the
International Criminal Tribunal for Rwanda and of Sierra Leonean law may
conflict, and the draft Statute does not currently specify which set of
rules will take precedence in the event of such conflict. This may cause
confusion when cases are being argued in the Special Court.
There is also a gap
in the provisions for the functioning of the Special Court regarding tasks
that in the International Criminal Court would be carried out by the
Pre-Trial Chamber. These tasks include issuing witness protection orders,
summonses and arrest warrants,(41) and taking action to secure evidence(42).
b) Funding and independence of the Special Court
Amnesty
International notes that, in his report, the UN Secretary-General expresses
concern that the Special Court shall be funded by voluntary contributions by
the member states of the UN.(43) Amnesty International believes that the
Special Court should be adequately and securely funded. With voluntary
funding, it is possible that donations from member states will not be
sufficient for the Special Court to run properly, and funds may run out
before its work is complete. Also, if funding comes mainly from one state or
a small group of states, there may be an appearance that the Special Court
is not fully independent.
c) Terms of employment for judges and court staff
The draft Statute
anticipates that the judges, the Prosecutor and the Registrar will be given
four-year contracts of employment, with the option of renewal. Amnesty
International notes that the judges and the Prosecutor should have secure
contracts of employment in order to safeguard their independence. Also, no
staff member should be on a very short-term contract, as the use of such
contracts means that there is a quick turnover of staff at all levels, with
little opportunity to develop expertise and experience of the work of the
Special Court.
d) International cooperation with the Special Court
Finally, the draft
Statute contains no special provision to oblige other states to cooperate
with the Special Court. This is a serious omission, as suspects, witnesses
and evidence may have moved abroad from Sierra Leone and, as it stands,
there is no obligation on any state to assist the Special Court in
transferring witnesses, seeking out and arresting suspects, or the
production of evidence. The Security Council should address this issue when
it finalizes the draft Statute and encourage all states to cooperate fully
with the Special Court, and ensure that effective action is taken where
states wilfully refuse to cooperate with the Special Court.
8. Amnesty International's recommendations to the UN Security Council
• The starting
date of the Special Court's temporal jurisdiction should be amended to 23
March 1991, so that those most responsible for serious crimes throughout the
period of the internal armed conflict in Sierra Leone can be prosecuted.
• Since the
Special Court will try only those who are ''most responsible'', the
international community should also provide sufficient resources to
re-establish the Sierra Leonean domestic court system so that all those
responsible for serious crimes under international and domestic law can be
prosecuted, while respecting fair trial provisions, and without imposing the
death penalty, or any other cruel, inhuman and degrading punishment.
• The draft
Statute of the Special Court should be amended so that it has jurisdiction
over the full range of war crimes and crimes against humanity recognized in
the Rome Statute of the International Criminal Court, and should include the
crime of slavery.
• It is
particularly important that the definition of the crime of recruiting child
soldiers is amended so that any recruitment of a child under 15 years -
whether forced or voluntary, and whether or not for the purpose of
participating directly in hostilities - is included.
• All the fair
trial guarantees in the Rome Statute should be included in the Statute of
the Special Court.
• The Prosecutor
of the Special Court should consult relevant experts and prepare and publish
guidelines for assessing whether a child who was aged between 15 and 18 at
the time a crime was committed should be prosecuted, or dealt with through a
non-judicial forum.
• Funding should
be secured by the international community to ensure that the Special Court
can run efficiently throughout the period during which it will operate.
• The Statute of
the Special Court should include provision to ensure that all states
cooperate appropriately with the Special Court.
****
(1) See Sierra
Leone: Ending impunity - an opportunity not to be missed (AI Index: AFR
51/60/00), published by Amnesty International on 26 July 2000.
(2) The draft
Statute is included in the Report of the Secretary-General on the
establishment of a Special Court for Sierra Leone, S/2000/915.
(3) For further
information, see Sierra Leone: A disastrous set-back for human rights
(AI Index: AFR 51/05/97), published by Amnesty International on 20 October
1997.
(4) For further
information, see in particular Sierra Leone: Towards a future founded on
human rights (AI Index: AFR 51/05/96), published by Amnesty
International on 25 September 1996, Sierra Leone: Human rights abuses in
a war against civilians (AI Index: AFR 51/05/95), published by Amnesty
International on 13 September 1995, and Sierra Leone: The extrajudicial
execution of suspected rebels and collaborators (AI Index: AFR
51/02/92), published by Amnesty International on 29 April 1992.
(5) Paragraph 62 of
the UN Secretary-General's report.
(6) See Sierra
Leone: Ending impunity - an opportunity not to be missed (AI Index: AFR
51/60/00), published by Amnesty International on 26 July 2000.
(7) Paragraph 13 of
the UN Secretary-General's report.
(8) This provision
of the Statute omits a key phrase of the Rome Statute definition which
describes the intentional element of the crime "with knowledge of the
attack" (Article 7 (1) Rome Statute).
(9) Article 2 of
the draft Statute.
(10) Rome Statute,
Article 7 (1)(d).
(11) Rome Statute,
Article 7 (1)(e).
(12) Protocol
Additional to the Geneva Conventions of 12 August 1949, and relating to the
Protection of Victims of Non-International Armed Conflicts (Protocol II) of
8 June 1977, Article 4 (2) (d).
(13) For further
information, see in particular Sierra Leone: Childhood - a casualty of
conflict (AI Index: AFR 51/69/00), published by Amnesty International on
31 August 2000, Sierra Leone: Rape and other forms of sexual violence
against girls and women (AI Index: AFR 51/35/00), published by Amnesty
International on 29 June 2000, and Sierra Leone: 1998 - a year of
atrocities against civilians (AI Index: AFR 51/22/98), published by
Amnesty International in November 1998.
(14) Rome Statute,
Article 7(1).
(15) Captured
combatants are defined as "protected persons", not civilians,
under the terms of international humanitarian law. Therefore, the definition
of crimes against humanity cannot be applied to crimes committed against
them.
(16) Article 4(c)
of the draft Statute.
(17) "War
crimes
1.
The Court shall have jurisdiction in respect of war crimes in particular
when committed as part of a plan or policy or as part of a large-scale
commission of such crimes.
2.
For the purpose of this Statute, "war crimes" means:
...
(b) Other serious violations of the laws and customs applicable in
international armed conflict, within the established framework of
international law, namely, any of the following acts...
A8(2)(b)
(xxvi): Conscripting or enlisting children under the age of fifteen years
into armed forces or using them to participate actively in hostilities.
...(e)
Other serious violations of the laws and customs applicable in armed
conflicts not of an international character, within the established
framework of international law, namely, any of the following acts...
A8(2)(e)(vii):
Conscripting or enlisting children under the age of fifteen years into armed
forces or groups or using them to participate actively in hostilities."
During the
negotiations on the Rome Statute, it was accepted that
"participation" would include direct participation in combat, and
military activities linked to combat such as scouting, spying, sabotage, and
use of children as decoys, couriers and at military checkpoints; and also
using children for any activities (even transporting food) at the front
line.(17) See PrepCom draft Statute, p. 21, cited in R.Lee (ed) "The
International Criminal Court: The Making of the Rome Statute, Issues,
Negotiations, Results." (1999, Kluwer Law International) p 117.
(18) Article 38(3)
of the Convention on the Rights of the Child states: "States Parties
shall refrain from recruiting any person who has not attained the age of
fifteen years into their armed forces".
(19) Article 77(2)
of Additional Protocol I states: "The Parties to the conflict shall
take all feasible measures in order that children who have not attained the
age of fifteen years do not take a direct part in hostilities and, in
particular, they shall refrain from recruiting them into their armed
forces".
(20) Article
4(3)(c) of Additional Protocol II states: "Children who have not
attained the age of fifteen years shall neither be recruited in the armed
forces or groups nor allowed to take part in hostilities".
(21) There are
currently 157 states parties to Additional Protocol I, and 150 states
parties to Additional Protocol II.
(22) Sierra Leone
ratified the Convention on the Rights of the Child on 18 June 1990.
(23) Paragraph 18
of the UN Secretary-General's report.
(24) The adoption
of the draft Elements of Crimes, was described by the United States delegate
Lt. Col. William Leitzau, as "an historic accomplishment that cannot be
overstated". He added that the United States was "happy to join
the consensus in agreeing that this elements of crimes document correctly
reflects international law". Article 4(4) of the Canadian Crimes
against Humanity and War Crimes Act expressly recognizes that "crimes
described in Articles 6 and 7 and paragraph 2 of Article 8 of the Rome
Statute (which includes the prohibition of the recruitment of all child
soldiers under 15 years, whether or not they have been recruited by force)
are, as of July 17 1998, crimes according to customary international
law".
(25) In a leading
case on the principle that the criminal law should not be applied
retroactively, SW v UK, case number 47/1994/494/576, (27
October 1995) at paragraph 34, the European Court of Human Rights said that:
" The guarantee enshrined in Article 7 (art. 7)[ the prohibition of the
application of retroactive criminal law], which is an essential element of
the rule of law, occupies a prominent place in the Convention system of
protection, as is underlined by the fact that no derogation from it is
permissible under Article 15 (art. 15) [of the International Covenant on
Civil and Political Rights] in time of war or other public emergency. It
should be construed and applied, as follows from its object and purpose, in
such a way as to provide effective safeguards against arbitrary prosecution,
conviction and punishment".
The prosecution of
an act which has been contrary to general principles of international
humanitarian law for so long cannot be construed as arbitrary or contrary to
the rule of legality, that is, that no-one should be prosecuted or punished
for an act that was not defined as an offence at the time it was committed
(Article 15 of the International Covenant on Civil and Political Rights).
(26) This is an
issue of particular concern in the Sierra Leone conflict, as many girls have
been abducted and forced to be "wives" of combatants. Clearly,
using any person as a sexual slave is recognized as criminal in itself under
international law and in the draft Statute. The draft Statute, however,
would not make criminal the act of abducting a person with the aim or
intention of causing that person to be used as a sexual slave.
(27) Article 6 of
the Prevention of Cruelty to Children Act 1926.
(28) Article 7 of
the Prevention of Cruelty to Children Act 1926.
(29) Article 2(g)
of the draft Statute recognizes that crimes against humanity include
"rape, sexual slavery, enforced prostitution, forced pregnancy and any
other form of sexual violence". Apart from the omission of the crime of
enforced sterilization, this reflects the provision in the Rome Statute.
Article 3(e) of the draft Statute recognizes that war crimes include
"Outrages upon personal dignity, in particular humiliating and
degrading treatment, rape, enforced prostitution, and any form of sexual
assault".
(30) Article 8 of
the Rome Statute recognizes and reaffirms the following provisions of
international humanitarian law: that intentionally directing attacks against
civilian objects, that is, objects which are not military objectives
(Article 8(2)(b)(ii)), especially if they are not defended (Article 8(2)(b)(v)),
and intentionally launching a disproportionately destructive attack causing
incidental loss of life to civilians (Article 8(2)(b)(iv)) are all criminal
acts.
(31) Article 55 of
the Rome Statute.
(32) Article
67(1)(g) of the Rome Statute.
(33) Article
67(1)(i) of the Rome Statute.
(34) Article 67(2)
of the Rome Statute.
(35) For further
information, see Sierra Leone: Childhood - a casualty of conflict (AI
Index: AFR 51/69/00), published by Amnesty International on 31 August 2000.
(36) OAU Doc
CAB/LEG/24.9/49 (1990).
(37) Article 43(6)
of the Rome Statute.
(38) Article 16(4)
of the draft Statute.
(39) The UN
Declaration on the Basic Principles of Justice for Victims of Crime and
Abuse of Power 1985 also contains important principles regarding victims'
rights to participate in judicial processes and the right to compensation
and rehabilitation.
(40) Article 14 of
the draft Statute.
(41) Article 57 of
the Rome Statute.
(42) Article 56 of
the Rome Statute allows the Pre-Trial Chamber of the International Criminal
Court to take urgent action to preserve material evidence or the testimony
of witnesses which may otherwise be lost.
(43) Paragraphs
68-72 of the UN Secretary-General's report.
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